ECtHR Grand Chamber judgment: Scoppola v Italy

This case involved Italy, not Britain – but nonetheless today’s judgment of the Grand Chamber of the European Court of Human Rights, about prisoner’s rights to vote, represents a small but significant victory for the British government. The Court has rowed back considerably from the reasoning in the Chamber judgment, which found Italy’s automatic ban on voting for prisoners in breach of Article 3 of Protocol 1 to the European Convention on Human Rights, and gives significantly more flexibility to the UK in the way it brings in prisoners’ votes.

It does not solve the government’s dilemma on prisoners’ votes – far from it. The UK must still allow at least some prisoners the vote, as required by the judgments in Hirst v UK, and Greens & MT v UK. But it does ease the difficulty. It vindicates at least to some extent the strategy of “dialogue” pursued in particular by the Attorney General Dominic Grieve, in which the government has sought to influence the court to recognise a greater margin of appreciation for national policymakers, and especially to respect elected legislatures like Parliament.

The Chamber’s reasoning in January 2011 amounted to a serious limitation of state’s room for policy maneouvre. Applying the earlier case of Frodl v Austria it said (para. 43 of the Chamber judgment; the translation from French is mine):

it is essential that the decision on disenfranchisement be taken by a judge and be appropriately reasoned

The breach of the Convention arose because (para 49)

the criterion laid down in the law was merely a temporal one in this case, as the applicant was deprived of the right to vote because of the length of his custodial sentence, irrespective of the offence committed or of any examination by the trial court of the nature and gravity of the offence (see Frodl v. Austria, cited above, §§ 34 and 35)

The big question today was whether the Grand Chamber would affirm the Frodl approach adopted by the Chamber, or whether it would ease the problems of the UK government by returning to the more flexible approach the Court took in its “pilot judgment” in Greens & MT v UK, in which it had stressed the room for policy choice available to the UK in removing what the Court has called the “blanket” ban on prisoner voting. This judgment is a clear return to the Greens & MT approach.

The Grand Chamber’s legal reasoning is at paragraphs 93-110. It criticises the reasoning in Frodl (para. 99):

That reasoning takes a broad view of the principles set out in Hirst, which the Grand Chamber does not fully share. The Grand Chamber points out that the Hirst judgment makes no explicit mention of the intervention of a judge among the essential criteria for determining the proportionality of a disenfranchisement measure. The relevant criteria relate solely to whether the measure is applicable generally, automatically and indiscriminately within the meaning indicated by the Court (see paragraphs 85, 86 and 96 above). While the intervention of a judge is in principle likely to guarantee the proportionality of restrictions on prisoners’ voting rights, such restrictions will not necessarily be automatic, general and indiscriminate simply because they were not ordered by a judge. Indeed, the circumstances in which the right to vote is forfeited may be detailed in the law, making its application conditional on such factors as the nature or the gravity of the offence committed.

and stresses at para. 102 the room allowed for national policymaking:

the Contracting States may decide either to leave it to the courts to determine the proportionality of a measure restricting convicted prisoners’ voting rights, or to incorporate provisions into their laws defining the circumstances in which such a measure should be applied. In this latter case, it will be for the legislature itself to balance the competing interests in order to avoid any general, automatic and indiscriminate restriction. It will then be the role of the Court to examine whether, in a given case, this result was achieved and whether the wording of the law, or the judicial decision, was in compliance with Article 3 of Protocol No. 1.

Interestingly the court notes at 105 an important fact – that the Italian system in question in this case is in one respect harsher than the British system condemned in Hirst. The Italian ban may only bite on those sentenced to three years, but it lasts even beyond the term of their sentence:

prisoners sentenced by the courts to three years’ imprisonment or more forfeit the right to vote temporarily, for five years, while those sentenced to five years or more, or to life imprisonment, permanently forfeit the right to vote

The Grand Chamber makes clear it realises that the Italian system does not apply automatically to all prisoners, and that the length of the ban is related to the length of imprisonment, and, therefore to the seriousness of the offence for which the prisoner is sentenced. This is an important point for the UK (para. 106):

In the Court’s opinion the legal provisions in Italy defining the circumstances in which individuals may be deprived of the right to vote show the legislature’s concern to adjust the application of the measure to the particular circumstances of the case in hand, taking into account such factors as the gravity of the offence committed and the conduct of the offender. It is applied only in connection with certain offences against the State or the judicial system, or with offences which the courts consider to warrant a particularly harsh sentence, regard being had to the criteria listed in Articles 132 and 133 of the Criminal Code (see paragraph 37 above), including the offender’s personal situation, and also to the mitigating and aggravating circumstances. The measure is not applied, therefore, to all individuals sentenced to a term of imprisonment but only to those sentenced to a prison term of three years or more. Italian law also adjusts the duration of the measure to the sentence imposed and thus, by the same token, to the gravity of the offence: the disenfranchisement is for five years for sentences of three to five years and permanent for sentences of five years or more.

These factors lead the court to distinguish the case from Hirst (para. 108):

In the circumstances the Court cannot conclude that the Italian system has the general, automatic and indiscriminate character that led it, in the Hirst (no. 2) case, to find a violation of Article 3 of Protocol No. 1. In Italy there is no disenfranchisement in connection with minor offences or those which, although more serious in principle, do not attract sentences of three years’ imprisonment or more

And the ultimate possibility of restoration of the right to vote also makes a difference, in the court’s view (para. 109):

Furthermore, the Court cannot underestimate the fact that under Italian law it is possible for a convicted person who has been permanently deprived of the right to vote to recover that right. Three years after having finished serving his sentence, he can apply for rehabilitation

This is another important point for the UK since British prisoners automatically get back the right to vote not just at the expiry of their sentence, but on release – which is earlier.

The Grand Chamber’s conclusion is at para. 110:

Taking the above considerations into account, the Court finds that, in the circumstances of the present case, the restrictions imposed on the applicant’s right to vote did not “thwart the free expression of the people in the choice of the legislature”, and maintained “the integrity and effectiveness of an electoral procedure aimed at identifying the will of the people through universal suffrage” (see Hirst (no. 2) [GC], cited above, § 62). The margin of appreciation afforded to the respondent Government in this sphere has therefore not been overstepped.

There is a dissenting judgment from Judge Björgvinsson, whose main criticism of the majority is its inconsistency with Hirst. He rightly points out that the Italian legislation is in some ways harsher that British law:

The main difference between the two is that the Italian legislation deprives of voting rights only those who are sentenced to three years or more in prison, while the United Kingdom’s legislation deprives all persons sentenced to imprisonment, for the duration of their time in prison. While the Italian legislation may seem for this reason to be more lenient in comparison with that of the United Kingdom, it is stricter in the sense that it deprives prisoners of their right to vote beyond the duration of their prison sentence and, for a large group of prisoners, for life. Therefore, unlike the majority, I find that these differences are not sufficient to reach a different conclusion …

… I find the distinction made in this judgment between these two cases as a ground for justifying different conclusions to be unsatisfactory. The present judgment offers a very narrow interpretation of the Hirst judgment and in fact a retreat from the main arguments advanced therein. Regrettably the judgment in the present case has now stripped the Hirst judgment of all its bite as a landmark precedent for the protection of prisoners’ voting rights in Europe.

I don’t agree with Björgvinsson’s legal conclusion, but I do think his dissent rightly points up the intellectual inconsistency of the majority. The only basis on which the Italian system can be seen as more liberal in its treatment of prisoners is that it does not take the vote from most prisoners serving under 3 years. Logically, all that remains of Hirst is that automatically banning prisoners from voting breaches the Convention if they are sentenced under 3 years. The majority ought either to have departed from Hirst, as the Attorney General invited them to; or to have made clear that its true rationale must now be understood as being that that the margin of appreciation does not permit states to ban shorter-term prisoners from voting. The majority’s failure to do this is a political fudge.

So: what does this mean for the government? It’s inconceivable that there’ll be any more significant movement from the court, so Hirst must now be implemented within six months of today’s judgment (i.e. by 23 November). Ministers will need to bring this issue back to Parliament.

But what’s also now clear is that their original compromise plan to give the vote to all prisoners serving less than four year sentences, and to give trial judges the power to ban even them from voting in appropriate individual cases, goes further than they need to in order to satisfy Strasbourg. Ministers can confidently propose to restate their plan based on a three-year cut off. In fact, I’d go further: because of the ways in which our own legislation is more generous than that of Italy, there’s a good chance that a voting ban taking effect on prisoners sentenced to two years will, if challenged, be upheld by the European Court.

A pretty good day for Dominic Grieve personally, then, and for the government. They can go back to Parliament arguing that they have persuaded the court to back down to a significant degree, and that the way is open to an acceptable, if not palatable, compromise.

The vital question now is what Parliament will make of that. Some MPs will want to continue to ignore the Hirst judgment and to defy the court. They’ll undoubtedly have their way if they command a majority, leaving the government with a diplomatic headache.

But the government could just conceivably get support for a solution if it at the same time it throws some red meat to its Conservative Eurosceptic backbenchers – which this judgment may give it some room to do. A bill giving the vote to prisoners serving under three years but extending the ban for those serving 3 years or more for a period beyond the expiry of their sentence – as the court has today ruled is permissible – would in a sense take from the court as well as giving to it. Parliament would be saying “Okay: you’ve ruled out our in many ways relatively liberal voting ban; fine. We’ll do just as you say, and bring in the in other ways more draconian ban you prefer.”

Could MPs be persuaded to vote for that? I wonder.

2012-05-26T00:45:04+00:00

Without Prejudice

Without Prejudice will be back soon, I’m delighted to say, in its usual panel format. But in the meantime today Charon QC and I recorded a special hour-long discussion covering a number of subjects:

  • the recent legal “clockup” about Abu Qatada and the decision to refuse his reference to the Grand Chamber of the European Court of Human Rights;
  • Jeremy Hunt, his handling of the BSkyB bid and the statement by Lord Justice Leveson (or “Lord Leveson” as many in the media are calling him) about how his inquiry could be affected by Parliament’s assertion of its rights;
  • Lord Sumption’s recent speech about judicial scrutiny of government foreign policy, and what I say is a canard about the Iraq war;
  • the quashing of Sam Hallam’s conviction;
  • “secret justice”, and
  • will the media ever learn to avoid contempt of court?

It’s a wide-ranging talk – I hope it’s as much fun to listen to as it was to make. I’m especially interested in the Iraq “canard”, a belief about legal opinion on Iraq that I think has wrongly – and inexplicably – become accepted as though it were fact.

Listen in the player below, or subscribe through iTunes.

2012-05-18T18:54:50+00:00Tags: |

Supreme Court judgment: Humphreys v HMRC

If you’re in the business of predicting court judgments, you can sometimes end up looking a mug. My last prediction wasn’t the best. Oh, well. At least the judges agreed with me on the time limit.

Anyway, while the downside of legal punditry can be a mild judicial mugging from time to time, the upside is that occasionally you manage to get it right. After the Supreme Court hearing in Humphreys v HMRC, about sex discrimination in the child tax credit system, I wrote:

I think judgment in this case will be for HMRC .. dismissing Mr Humphreys’ appeal and upholding the Court of Appeal’s ruling. I think the Justices are likely to conclude that HMRC is right about the test for justification and that in the social context, a “bright lines” approach to awarding child tax credit, even if it leads to some distributive unfairness at the margins, is justified.

And so it’s proved, today’s judgment by Lady Hale (which which all the other Justices agree) coming to just those conclusions. To be fair, I don’t think this was a hard one to call, as the unanimous judgment perhaps suggests.

At paragraph 19 Lady Hale says (the links are mine, obviously; I look forward to the day when court judgments contain their own hyperlinks):

It seems clear from Stec .. that the normally strict test for justification of sex discrimination in the enjoyment of the Convention rights gives way to the “manifestly without reasonable foundation” test in the context of state benefits. The same principles were applied to the sex discrimination involved in denying widow’s pensions to men in Runkee v United Kingdom [2007] 2 FCR 178, para 36. If they apply to the direct sex discrimination involved in Stec and Runkee, they must, as the Court of Appeal observed (para 50), apply a fortiori to the indirect sex discrimination with which we are concerned.

The meat of her reasoning comes in paragraphs 29 to 31:

The state is, in my view, entitled to conclude that it will deliver support for children in the most effective manner, that is, to the one household where the child principally lives. This will mean that that household is better equipped to meet the child’s needs. It also happens to be a great deal simpler and less expensive to administer, thus maximising the amount available for distribution to families in this way …

.. The ideal of integrating the tax and social security systems, so as to smooth the transition from benefit to work and reduce the employment trap, has been attractive to policy makers for some time. The introduction of CTC (and working tax credit) was a step in that direction. In my view it was reasonable for government to take that step and to regard the targeting of child support to one household as integral to it …

.. It is also reasonable for a government to regard the way in which the state delivers support for children, and indeed for families, as a separate question from the way in which children spend their time.

and her conclusion is at paragraph 33.

For all the reasons given, I conclude that the “no-splitting” rule is a reasonable rule for the state to adopt and the indirect sex discrimination is justified.

Fortunately this result means the Supreme Court could avoid the extremely tricky technical legal question of what possible remedy it could give Mr. Humphreys, had he won.

Lady Hale couldn’t resist a judicial policy suggestion, with which I’m sure Lord Wilson must have heartily agreed, given what I called his impromptu judicial rant at the hearing about “the barrenness of the position of the family courts”:

Some might think that the ideal solution would lie with restoring to the family courts the power to make appropriate orders to deal with such payments, either by ordering one parent to share it with the other, or by ordering a periodical payment to take account of the benefits which one parent receives .. Unfortunately, the advent of the child support scheme has removed the possibility of doing justice from the courts. To restore it would obviously be the more rational solution to the problem under discussion.

Whether giving judges power to micromanage the distribution of child tax credit regardless of Parliament’s broad policy conclusion would really be the most rational solution from the point of view of children, the taxpayer or society at large, I’m less sure.

Abu Qatada: today’s panel decision on his Grand Chamber referral

A panel of five judges meets at the European Court of Human Rights today to decide whether or not to grant Abu Qatada’s request that his case be referred to the Grand Chamber of the Court.

You’ll remember that following the Chamber’s ruling in January (saying his deportation to Jordan would not breach the ban on torture, because assurances giving to the UK by Jordan could be relied on; but would breach the right to a fair trial, because of the risk he’d be tried using evidence obtained by torture) Abu Qatada appealed on 17 April – day late according to Theresa May, but just in time according to the Court’s staff, who I think are right.

So: how will the panel approach today’s decision? Should they grant the referral? Will they?

The important point to note is that this decision is not simply about the time limit. The decision is governed by article 43 of the European Convention on Human Rights, which says

1. Within a period of three months from the date of the judgment of the Chamber, any party to the case may, in exceptional cases, request that the case be referred to the Grand Chamber.

2. A panel of five judges of the Grand Chamber shall accept the request if the case raises a serious question affecting the interpretation or application of the Convention or the protocols thereto, or a serious issue of general importance.

So the case must not only be in time: it must be exceptional. The Court’s practice note on article 43 referrals tells us that only about 5% of referral requests are actually granted. But Article 43 also makes clear that the request will be accepted if the case raises a serious question of interpretation or application of the Convention, or a serious issue of general importance – and I think this case does so. This is, in my view, an exceptional enough case to be referred.

I don’t think it involves a serious question of interpretation of the Convention – but it does involve serious issues of its application, which are of general importance.

The Court’s practice note glosses article 43 further by saying that cases that will be sent to the Grand Chamber are likely to belong to the following categories:

(a) Cases affecting case-law consistency, when a Chamber judgment significantly departs from the previous case-law;

(b) cases which do not disclose inconsistency with the previous case-law, but which present an opportunity for development of the case-law where this is considered appropriate;

(c) cases in which it’s felt that clarification of the relevant basic principles is needed;

(d) cases in which the Grand Chamber may be called upon to re-examine a significant development of the case-law by the Chamber, where the Panel feels confirmation (or rejection) is needed from the Grand Chamber. This is notably the case when the Chamber has found a violation of the Convention in circumstances which, in the past, had not systematically led to such a conclusion;

(e) cases concerning “new” issues touching on a relatively new field of law which has not previously been examined by the Court, and/or which is socially and politically sensitive;

(f) cases raising a “serious issue of general importance” at European or global level;

(g) “high-profile” cases, due to the complexity of the legal issues they raise, the serious implications for the state concerned, the identity of the applicant or from the fact that the application concerns matters which are at the centre of a sensitive national, European or global debate.

Neither (a) nor (b) applies in this case; it’s doubtful that (c) applies here, either.

I think though that (d) does apply, since this is the first time that deportation has been found in breach of the article 6 because the potential use of torture evidence risks a flagrant denial of justice. It might be objected that Abu Qatada won on this aspect of the case – what he wants reviewed is the decision that his deportation would not breach the ban on torture. But that decision in itself is arguably a significant development, and what matters under article 43 is that the case is exceptional one: it’s not clear that the Panel is limited to considering only those aspects of the Chamber judgment to which Abu Qatada objects. In my view it can look at the case as a whole.

And undoubtedly this case falls into both categories (f) and (g).

For all those reasons – and because the referral request was in my view in good time – I think the Panel should accept the referral today. I expect they will.

Two more points. Normally I don’t think these decisions are publicly announced on the day – typically the Court issues a press release some days or even weeks after a meeting like this, announcing the decisions made on a number of cases. But given the interest interest in this case, I doubt we’ll be in the dark long after this decision is made.

Secondly, the Court’s practice is not to give reasons for their decision, either way. If the request is refused, in other words, that will not tell us the Court agrees with Theresa May on the timing issue. It’s more reasonable to infer that they disagree with her if they do accept the referral – but even that isn’t 100% obvious. It’s not that I think the Court has a “discretion” to accept a later request.

I do, though, think it’s conceivable that the Panel might see the timing issue as in itself an important legal point that requires clarification, and feel that it can be “rolled up” with the merits and considered by the Grand Chamber.

2012-05-09T08:41:49+00:00Tags: , , |

Hunt’s handling of the NewsCorp-BSkyB deal was unlawful

Yesterday’s big news was the relevation at the Leveson Inquiry of the e-mails from Frédéric Michel to his NewsCorp colleagues about his contact with Jeremy Hunt, or at least with Jeremy Hunt’s special adviser, while Hunt was preparing to decide whether or not to refer NewsCorp’s bid for BSkyB to the Competition Commission.

To recap, the process was initiated by Vince Cable, who issued a European Intervention Notice in November 2010 under the Enterprise Act 2002, citing concerns about media plurality and requiring the OFT and Ofcom to report. The legislation governing the procedure – article 5 of the Enterprise Act 2002 (protection of Legitimate Interests) order 2003 – required the Secretary of State when deciding whether to refer the matter to the Competition Commission to take account only of the public interest consideration mentioned in the original European Intervention Notice – the plurality of media ownership.

Readers will remember that the responsibility was transferred from Vince Cable to Jeremy Hunt just after Christmas 2010, after Cable was revealed to have made remarks privately that appeared to show he was hostile to NewsCorp, and that were very politically embarrassing – though at the time I wrote that I wasn’t sure it meant he had to withdraw from making the decision, in law. Following the Ofcom and OFT advice, Jeremy Hunt announced he was minded to accept NewsCorp’s undertakings in relation to the deal, and not to refer the matter further to the Competition Commission. There was then a drawn-out process of consultation until in July, following relevations about phone hacking, NewsCorp withdrew its bid.

Turning now to the Michel e-mails written during the relevant period, the first few months of 2011, the key quotes in terms of their public law consequences seem to me to be as follows.

The 10 January e-mail is damning: Jeremy Hunt reportedly

made again a plea to try to find as many legal errors as we can in the Ofcom report

which suggests Hunt more than once cooperated with NewsCorp in an attempt to undermine Ofcom.

In a 23 January 2011 e-mail, Michel reports Hunt as apparently sharing his thoughts strategy with NewsCorp:

He said we would get there at the end and he shared our objectives

This again appears to indicate that Hunt was on NewsCorp’s side.

In a 9 February e-mail, Michel says that Hunt

can’t instruct .. officials to get back to Ofcom as he is not supposed to be aware .. we have received the letter

which taken at face value suggests Hunt knew he was acting improperly.

In a 3 March e-mail Michel says

Decision made .. [Hunt] is minded to accept in lieu and will release around 7.30am to the market

which raises questions about the propriety and possibly even legality, in terms of market abuse legislation, of giving NewsCorp such price-sensitive information.

On the 23 March Michel writes that Jeremy Hunt

would welcome our critical views on the slaughter/may submission to help him forge his arguments

Slaughter and May is a major City law firm – again this suggests Hunt was working with NewsCorp in responding to whatever was in that submission.

Finally on 2 June Michel says Hunt

said he has been .. causing a lot of chaos and moaning from people at DCMS on our behalf

On the basis of these e-mails, in my view it’s clear that Jeremy Hunt’s conduct in this process was biased, in the public law sense. The decisions he actually did make were unlawful because of that bias, and it would have been unlawful for him to go on to make the ultimate ruling on the media plurality issue.

The position in law is clearly worse for Hunt than it was for Vince Cable. Cable’s case was one about pre-determination – the question whether he had closed his mind before making the decision. But politicians are expected to have views on the public interest matters, and it was not clear Cable had truly closed his mind. Had that issue gone before a court, a decision by Cable might well have been defensible.

The issue in Hunt’s case is not pre-determination, but bias. His publicly-known favourable attitude to NewsCorp and to the bid was not a legal problem. What is a problem is that during the process he now appears to have been partial to NewsCorp, to secretly have been on their side, and to have shared information with NewsCorp – specifically advanced information about what he’d say to Parliament – that he ought not to have. He appears to have been in the arena with NewsCorp, rather than acting fairly.

I know Michel has said he never in fact spoke to Jeremy Hunt, and that in fact he only spoke at the relevant times to Hunt’s special adviser. I know Hunt says he knew nothing of this. But firstly, he was responsible for his office’s conduct – any civil servant acts as the alter ego of the Secretary of State, and in no other capacity whatever. If the DCMS Permanent Secretary really approved the special adviser’s contact with NewsCorp, I must say I find that surprising — in the Whitehall sense.

In any event, the e-mails do on their face refer to Hunt himself. Regardless of the truth (yes, you read those words correctly), it appears Hunt was biased. As Hunt himself said in the Commons this lunchtime,

the perception of impartiality is as important as impartiality itself

Strictly speaking the legal question, according to the leading House of Lords case of Magill v Weeks (often referred to as Porter v Magill) is actually (see Lord Hope’s speech at paras. 99-103)

whether the fair-minded and informed observer, having considered the facts, would conclude that there was a real possibility that the [decision maker] was biased.

Even having heard Jeremy Hunt today, I find it difficult to say there was no real possibility that he was biased, and I doubt any fair-minded observer can do so either. It is not sufficient in terms of public law for Hunt to defend himself as though this were a criminal charge, and as though he had to be proved guilty of something. Criminal law works like that, but public law doesn’t.

Jeremy Hunt has argued in the Commons that he followed all the advice given to him by Ofcom. But that isn’t quite the point. His apparent bias means it was unlawful for him to take decisions in this matter whatever he actually decided. In any event, reading the e-mails as a whole raises the question whether Hunt was attempting to distort Ofcom’s advice to suit his aims, and even succeeded in doing so – so tainting even that independent advice with his bias. Saying he followed the advice when it came is not a good answer to that suspicion.

Finally, a lot of talk about this issue has stressed that Hunt’s decision was “quasi-judicial” in nature. I was surprised that even Robert Jay QC used that term at the Leveson Inquiry yesterday in his questioning of James Murdoch. I wrote about this back in December 2010:

By the way, I don’t think a higher standard applies to Vince Cable because his decision is “quasi-judicial”. Many public lawyers think it’s unhelpful to talk as though there is such a separate broad category of decision short of truly judicial ones, and I agree. The real question is what fairness requires in the context of a particular decision-making process.

But anyway, if there is a such a thing as a quasi-judicial decision, this ain’t it. It doesn’t involve determining a dispute between competing claims, or making findings of fact, or deciding whether to impose sanctions on anyone. It’s more like a classic policy judgment about what the public interest requires in the context of media ownership, of the sort we elect politicians to take precisely because they have views.

In support of my approach, look at Mr Justice Nicol’s judgment in Crosbie v Defence Secretary last year. He said (para. 63):

there is a powerful line of modern authority which has resisted the categorisation of decision-making into judicial or quasi-judicial on the one hand (where the doctrine of apparent bias does apply) from administrative or other public decisions (where it has no application). Ridge v Baldwin [1964] AC 40 gave momentum to this approach. Anderson itself considered it to be too inflexible an approach to seek to characterise the work of the Army Board as ‘judicial’ or ‘administrative’. In R v Secretary of State for the Environment ex parte Kirkstall Valley Campaign Ltd [1996] 3 All ER 304, Sedley J. thought that the principles of apparent bias (at that time expressed by the House of Lords in R v Gough [1993] AC 646) could not be properly confined to judicial or quasi-judicial tribunals but were of general application. His approach appears to have been endorsed by the Court of Appeal in R (Lewis) v Redcar and Cleveland BC [2009] 1 WLR 83 CA.

The point isn’t whether Jeremy Hunt had to act “quasi-judicially”. The point is that he had a duty to act fairly. But he appears to have been very much on NewsCorp’s side, and to have cooperated and colluded with them secretly in steering the decision-making process in NewsCorp’s favour. At the very least he allowed his adviser to do so by a culpable inattention to what was being said and to whom.

There must be, surely, at least a real possibility Jeremy Hunt was biased. That being so, he acted unlawfully in his conduct in this case.

Abu Qatada: David Cameron on Today

On BBC Radio 4’s Today this morning the Prime Minister was asked about the mix up over Abu Qatada’s arrest, appeal and time limits.

You can listen to the exchange here.

The key extracts from the interview seem to me as follows. The Prime Minister said:

the Home Office was very clear that it had the right date for the deadline expiring on the Monday evening …

… it had checked repeatedly throughout the process, it was working on that basis and also all the case law pointed in that direction, so it was very clear …

… the Home Office was working on the basis of the deadline being the Monday night … something that they had checked with the Court, over the … [did he intend to say “over the period”? – Carl] …

… [in answer to John Humphreys’ question “Did they (i.e. the Court) tell you?“]  — Yes, absolutely …

… the Home Office believed, and checked during the process that the date expired on the Monday night …

… they were told throughout that the deadline expired on the Monday night …

… the Home Office was clear about the dates, the precedents were checked …

… the Home Office had checked the precedents, was working on the assumption that the date was the Monday night …

I’m not sure what these precedents are that the PM referred to – if they exist it’d help the Home Office to cite them publicly. Of course as a non-lawyer he may, by “precedents”, simply have meant what had been done or said in the past.

But the main interest here, to me, is that Cameron said the Home Office was working on the basis of the Monday date, was working on the assumption that Monday was right, had checked repeatedly throughout the process and had checked with the Court.

There’s always a risk of interpreting new evidence as confirming one’s own hypotheses, and in this case there’s even more risk of going astray because my hypothesis about this is, and can only be, pure speculation. But I do think everything the PM said today is consistent with my suspicion that the Home Office may well have made these calculations at an early stage in the three-month period and that lawyers (probably Foreign Office lawyers in fact) may well have confirmed their understanding with the Court, but that everyone at that stage – government lawyers and Court staff – may have assumed the question was about when the government had to get its appeal in.

Think about this: Theresa May needed to know her deadline for getting satisfactory agreement from Jordan. A satisfactory agreement would have the effect of changing the factual context of deportation in order to fit the law laid down in the European Court’s judgment, so making ultimate deportation lawful. If that was not achieved by the time limit, May would no doubt continue in her efforts with Jordan, but would probably have wanted also to refer the case to the Grand Chamber. That would have been an attempt to change the legal context to fit the intractable Jordanian facts, and could not be abandoned as an option until those facts changed. I think the government must have been working to this “twin track” strategy.

Given that background, and the vital importance of not missing the date if the Jordanian “track” failed, it’s not surprising Home Office lawyers worked on the basis and worked on the assumption of time running out on Monday April 16. It’s not surprising either, if government lawyers checked with the Court and checked repeatedly throughout the process, that this understanding would be confirmed.

Why would you ask whether there was any argument that you might have another day? Why would Court staff in responding have bothered to muse on the possibility of another day being available? Even had you asked, and even had they expressed some doubt, what point would there have been in passing that doubt on to ministers? The obvious and safe thing to do is to work on the basis of the date being Monday the 16th.

It’s only once the question changed from “when must we get out appeal in?” to “when’s the final point at which it becomes impossible for the other side to argue that an appeal would be in time?” that the ambiguity becomes of practical importance. I doubt that question was every asked by anyone – because they had all been working on a different basis entirely.

That, anyway, is still my speculation. By the way, I’m sure there must have been a joint Home Office-Foreign Office team working on this, because of the European and Jordanian aspects of the project, and as I’ve said, it would have been Foreign Office lawyers who contacted the Court. If anyone’s feeling any heat about this in Whitehall, it’s likely to be Foreign Office lawyers – which might explain why there’s not been a peep of criticism from ministers of the Home Office.

2012-04-23T13:28:00+00:00Tags: , , , |

Abu Qatada: a bit more about time

Having listened to Theresa May’s statement today, and followed reporting about the issue of the time-limit, I thought it might help if I set out my reaction to some of the things people have been saying about it, on the airwaves, on the web and in conversation.

First, Theresa May is absolutely right about two things she said in her Commons statement this morning. She said the actual decision on when the time-limit expired for Abu Qatada’s appeal can only be taken by the judges of the European Court of Human Rights themselves. No one’s opinion – not the Home Secretary’s, not Abu Qatada’s, and no lawyer’s – settles the matter. She’s also right that, even if she’s correct, and the appeal is out of time, there’s no automatic mechanism by which the case simply falls away or gets bounced back or “returned to sender” without even being looked at by the judges. If it’s ultimately ruled out of time, that will only happen when the judges consider the admissibility of the referral in the coming days or weeks, and make that decision. Until then, the case remains live.

By the way, it’s important to note that the decision on whether to accept the referral to the Grand Chamber is not simply about the time-limit. Abu Qatada’s lawyers have to succeed in persuading the panel of five judges who’ll consider it that the case is sufficiently important in legal terms – because of the importance or novelty of the legal point of principle involved, for instance – to be accepted. It’s not obvious that their appeal will meet that standard.

Generally, the Court’s practice note on how these Article 43 applications are handled is very helpful. It tells us the reasons why the judges are likely to reject or accept referrals; it tells us they meet about every eight or nine weeks on average; and it tells us the panel of five judges votes if need be on individual cases, if the Court’s legal staff think it merits full consideration. If they don’t, then the case joins a slush pile of cases “without a note” which will probably just be rejected without discussion. I doubt this case will be one of those.

The note also tells us that the panel does not give reasons for its decisions – which means we may never know why the case was rejected, if it is.

I was interested that Theresa May told the Commons that the European Court has a discretion, even if they think a case is out of time, to refer it on in any event. I’m not sure on what basis FCO lawyers are advising that, and haven’t had time to research the point. I’m not sure what in the Convention or rules of court justify that claim. What I do think the Court can do though is effectively ignore the time-limit point, and leave it to be determined together with the merits, if it accepts the referral, or to leave the point hanging if it rejects the referral on other grounds.

One suggestion I’ve heard today is that the European Convention on Calculation of Time Limits may be relevant. Now, this Convention isn’t easy to construe, either. The relevant provision is Article 4.2:

Where a time-limit is expressed in months or in years the dies ad quem shall be the day of the last month or of the last year whose date corresponds to that of the dies a quo or, when there is no corresponding date, the last day of the last month.

After breaking my head on this this afternoon, I think the answer’s to be found in paragraph 27(b) of the explanatory report to the Convention, which makes fairly clear, with examples, that a three-month time limit starting on the 17th January expires at the end of the 17 April. In other words, if this rule applied, it would favour Abu Qatada’s view of the time limit.

The real point about this Convention, though, is that I don’t think it applies at all. It’s true that the preamble refers to the objective of achieving

the unification of rules relating to the calculation of time-limits, both for domestic and international purposes

but Article 1, which actually sets out the legal scope of the Convention, only mentions civil, commercial and administrative matters. I don’t think it can apply to proceedings in public international law before international tribunals like the European Court of Human Rights. If you think about it, that makes sense: while the nations of the Council of Europe can agree to ensure their own legal time-limits comply with the rules, they’re not in control of time-limits in Strasbourg; if the Council of Europe wants to change them, then they need to amend the ECHR itself. This Convention can’t have that effect.

What interested me most about the statement, though, was Theresa May’s refusal to answer questions from David Blunkett and Clive Efford in particular, both of whom wanted to know whether she’d been advised at any point that the time-limit question was subject to some doubt, and whether she’d been advised that she should wait one further day. If we get the answer to those questions, it’ll be clearer whether this incident results from bad legal advice, or bad political judgment.

2012-04-19T19:53:35+00:00Tags: , |

Abu Qatada and the law of time

The BBC reported yesterday that there’s “doubt” about the deportation of Abu Qatada, following his arrest on Tuesday and now his appeal to the European Court of Human Rights – which the Home Secretary Theresa May says is out of time. So: is she right? Is the appeal out of time? How has the Home Office got into this apparent mess? And what if any difference does this appeal make?

The European Court’s judgment in Abu Qatada’s case was dated January 17th 2012. Of that there’s no doubt; and it’s irrelevant whether the government or anyone else was given notice of the judgment before, or received it later.

Article 43.1 of the European Convention on Human Rights says

Within a period of three months from the date of the judgment of the Chamber, any party to the case may, in exceptional cases, request that the case be referred to the Grand Chamber.

It’s this reference to the Grand Chamber that’s the “appeal” Abu Qatada has now lodged.

Article 44.2(b) says that the judgment becomes final

three months after the date of the judgment, if reference of the case to the Grand Chamber has not been requested

If you’re interested in the French text (and you should be – the meaning of the Convention depends on both texts), it says (Article 43.1)

Dans un délai de trois mois à compter de la date de l’arrêt d’une chambre, toute partie à l’affaire peut, dans des cas exceptionnels, demander le renvoi de l’affaire devant la Grande Chambre

and that judgment becomes final (Article 44.2(b)

trois mois après la date de l’arrêt, si le renvoi de l’affaire devant la Grande Chambre n’a pas été demandé

On the face of it, the English texts are ambiguous: it would have been clearer had article 43.1 had said either that reference could be made within three months beginning on and including the date of judgment, or else within three months after that date. You might think the French text is more clearly helpful to the government, since it emphasises that counting begins from the date of judgment – but even that’s not completely clear. Yes, you clearly count from the 17th January; but the legal issue is whether, when you then point to 18th January on the calendar, you mentally count that as day 1 (the clock having notionally started at day zero on the 17th), or day 2 (“judgment day” having been day one).

The first point to make about this ambiguity is that it illustrates the importance of precision in legal texts. People are too often tempted to think that legal exactitude in drafting amounts to mere verbiage. Not so. The second is that it’s a bit surprising that the Convention is unclear – but not amazing. It’s not easy to achieve complete clarity in texts negotiated internationally, as these texts were in Protocol 11 to the ECHR. Whatever the government achieves at Brighton, I expect plenty of argument about what any new Protocol means.

How, then, to resolve this ambiguity? The first principle legally speaking must be to interpret these provisions of Convention in the light of their object and purpose – in accordance with Article 31 of the Vienna Convention on the Law of Treaties. In my view the purpose of the provisions is to give a clear and finite period for “appeal”, and their purpose is best served by reading them firstly, as allowing as clear a period as possible, and secondly, by reading them at the margin favourably to applicants. To me, that argues in favour of seeing applicants as having a full, clear three calendar months in which to apply, i.e. three months after the date of the judgment. Such a period would begin the day after judgment and would last three full months expiring at midnight (which midnight, by the way? Strasbourg midnight, presumably) at the end of Tuesday 17th April. The appeal would be in time, on this reckoning.

Adam Wagner was typically quick and right on Twitter yesterday to draw our attention to the relevant cases: Praha v Czech Republic, and Otto v Germany, neither of which is specifically about this three-month period but rather the six-month time limit for bringing your claim to the ECtHR in the first place. I read both cases as supporting Abu Qatada’s reading, rather than the Home Secretary’s.

In Otto, the Court said

the day on which the final domestic decision is pronounced is not counted in the six-month period referred to in Article 35 § 1 of the Convention. Time starts to run on the date following the date on which the final decision has been pronounced

and in Praha that

the six-month period begins to run on the day after the date on which the final domestic decision was pronounced

both of which support Abu Qatada’s contention that the three-month period began on 18th January – the day after its judgment was pronounced – and so expired at the end of the 17th April.

Adam also drew our attention to the Court’s “General Practice” note on Article 43 applications (page 14):

the period of three months within which referral may be requested runs starts to run on the date of the delivery of the judgment, irrespective of whether the party concerned may have learned of it at a later stage.

That doesn’t really help any further because as in the text of the Convention itself, it’s not clear whether the count starts with “judgment day” as day zero or day one. I think the answer must be found in purposive interpretation, supported by Otto and Praha.

How could the Home Office get mixed up about this, then? Some commentators on the media last night, with the complacent superiority that I know comes naturally to us commentators, expressed disbelief that the government didn’t simply “phone the court”. Things are not as simple as the commentator’s imagination might suggest, though. I’ve no doubt government lawyers were on the phone to Strasbourg more than once.

There may well have been crossed wires here between Foreign Office Lawyers – who deal with the European Court of Human Rights and who formally conduct litigation in it – and Home Office lawyers and civil servants. The prime concern in Whitehall’s mind must have been how long the government itself had to appeal the Abu Qatada judgment, which after all went his way in a practical sense (although a key element of its legal reasoning suited the government, as Theresa May agreed in Parliament on Tuesday). It’s not at all surprising that, if it were asked how long the government had to appeal (and what other purpose could the UK have had to ask?) Court staff should cautiously have cited the 16th of April. If I’d been an FCO lawyer asked to advise when the UK needed to appeal by, I’d have said 16th April, to be safe.

To be fair to government lawyers (of whom I’ve been one), these time issues can be tricky. It often amazes non-lawyers that there can be confusion about questions like this, but one of the surprising things you learn at law school is that it’s not obvious how you calculate time. Indeed, a whole section of the massive and brilliant law encyclopedia Halsbury’s Laws is devoted to the law of time.

In government you have the added difficulty that your ministerial clients seem obsessed with time, and the room it gives to delay decisions, in contexts where giving precise advice on time is difficult. I’ve advised on many EU law cases where the time-limit for a UK response depended in part on complex rules involving additional days allowed to government that varied according to how long the post was assumed to take between Luxembourg and the national capital. It frustrated me enormously that the only legal advice ministers seemed to be interested in was how I calculated the precise date, and that no one seemed anxious to listen to whether I thought we could win, or in getting on with deciding what if any arguments we’d make. A week or two would go by, then at the next meeting the only question would again be: “Till when do we have?”

What I learned was that, in order to focus minds, I had to be precise, cautious and unambiguous about time limits. The worst thing that could happen would be to give a date that turned out to be too late. I also learned in government that it’s best to avoid complexity in your answers, if possible: it’s generally unwanted, and often interpreted as proof that you’re a typical civil service ditherer, whose view can be ignored. That’s why, as I’ve already said, if I’d been advising ministers in a meeting in a context where we ourselves were considering appealing, I’d have given Monday 16th April as the final day for appealing. No other answer would have been so clear and safe, or have commanded confidence. I’d have kept the hidden complexity to myself unless asked for written advice, or unless asked specifically about how long the other side might have to appeal.

What was really needed here was good, old-fashioned lawyers’ advice. Regardless of when the time-limit technically ran out, the government would have been well advised to wait until at least midnight at the end of April 17th before treating the judgment as final. Theresa May’s statement should have taken place after Prime Minister’s Questions yesterday, rather than on Tuesday. But often in modern government, advice in that broad sense seems unwelcome: if they offer it, lawyers can be told sharply that all ministers want is a simple technical answer to a simple technical question such as “how long do we have to appeal”. In this case, especially if as I suspect a government appeal was a live issue, then the only good answer to give was Monday 16th April. I wonder whether this impatient, advice-averse culture and the “garbage in, garbage out” sort of lawyering it can spawn might be partly to blame for the apparent muck-up here.

Finally, some people will wonder why on earth Abu Qatada’s lawyers would have waited till the last moment – and possibly too late – to enter their appeal. Well, first, I’ve already said I think their view of the time-limit is correct. They’re in time, which is all that matters. But there may be a practical explanation for why the application came so late.

It’s worth remembering that Abu Qatada in effect won on 17th January: the European Court of Human Rights decided he couldn’t be deported because of the possible use in Jordan of evidence obtained by torture. It’s not obvious why he’d want to appeal that ruling, or whether they have serious grounds to do so. But what his lawyers certainly want is to find some procedural means of preventing deportation now, if they can. There’s a possibility of a final appeal to the Special Immigration Appeals Commission against deportation – in which case, deportation itself will be suspended pending the outcome. But given that SIAC and the higher UK appeal courts have already ruled his deportation lawful, even before the most recent agreement with Jordan, Abu Qatada must know those proceedings offer him little hope, and may not be drawn out all that long.

He must have hoped that the government – which after all lost on 17th January and has much better grounds on which to contest it – would appeal the ECtHR’s judgment, therefore keeping proceedings in that court alive and enabling him if need be, once deportation action was revived, to ask Strasbourg again for interim measures to temporarily block it. Once it became clear from Theresa May’s Commons statement that the government was not appealing the judgment, but believed it could effect a deportation compliant with it, Abu Qatada’s lawyers finally realised the only way the existing interim measures could be kept in existence or further interim measures applied for would be their own last-minute appeal, however odd that might seem. No doubt the papers had already been prepared in advance – his lawyers are certainly a capable lot – and so were ready to be sent to the court on the day or his arrest, after a few final hours work.

Oddly what was forgotten in yesterday’s media flurry about “confusion” and “doubt” was that this appeal makes little real difference, in the scheme of things. Theresa May told the Commons on Tuesday that she expected deportation could take “many months” because of appeals – this just proves her right. And deciding not to arrest Qatada till Wednesday would not actually have prevented an appeal being made on Tuesday.

I don’t think there’s any question of Tuesday’s arrest being unlawful, by the way. What the interim measures prevent is deportation itself, rather than arrest or detention with a view to deportation.

I expect Abu Qatada to land in Jordan eventually; but not before Julian Assange lands in Sweden.

2012-04-19T02:51:53+00:00

Written constitutions: a warning from America

The United States Supreme Court is currently hearing Department of Health and Human Services v Florida, in which President Obama’s Health Secretary Kathleen Sebelius is appealing the decision of a Federal Court of Appeals that the Patient Protection and Affordable Care Act – Obama’s healthcare reform legislation, and his major achievement in domestic social policy – is in breach of the Constitution.

The core element of the legislation is the “individual mandate” provision in the Act, which requires individuals to obtain a minimum amount of health insurance, if not already covered by an employer’s or publicly-funded scheme. Arguments about that were heard yesterday; other constitutional questions relating to the Act were heard on Monday and will be heard today.

The particular constitutional provision the individual mandate is said to breach is Article 1, section 8 which sets the limits of Congress’s power to legislate:

The Congress shall have power to lay and collect taxes, duties, imposts and excises, to pay the debts and provide for the common defense and general welfare of the United States; but all duties, imposts and excises shall be uniform throughout the United States;

To borrow money on the credit of the United States;

To regulate commerce with foreign nations, and among the several states …

….    –And

To make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested by this Constitution in the government of the United States, or in any department or officer thereof.

The federal government’s argument is that Congress had power to enact this legislation under three parts of the edited text I’ve just cited: the “tax and spend” clause (the first paragraph above), because the individual mandate is enforced by means of a tax penalty; the “commerce clause” which gives power to regulate inter-state trade, since the Act is classic economic regulation of a national market; and the “necessary and proper” clause at the end of my edited quote, since it’s a reasonable means of achieving Congress’s reasonable policy aim.

The states argue that the individual mandate is not a tax, that the Constitution permits Congress only to regulate commerce, not to compel anyone to enter into commerce by buying a service, and that the “necessary and proper” clause does not apply since the individual mandate does not fall within “the foregoing powers” of Congress set out in section 8.

The various briefs of the parties can be downloaded here; I’ve uploaded the federal government’s and the state respondents’ briefs on the individual mandate for you to read here.

ABC news live blogged yesterday’s proceedings and has provided audio of yesterday’s arguments, and a transcript. You can read their full coverage of the case here, and excellent NPR coverage here. There’s also terrific coverage at the SCOTUS blog, the Volokh Conspiracy, Concurring Opinions and the Constitutional Law Profs Blog.

This case seems, and is, extraordinary from a British perspective. Partly that’s because we routinely misunderstand American politics, forgetting the importance of Congress and its fundamentally limited power compared to our own omnipotent Parliament, and almost always neglecting the power of the states and the balance the Constitution holds between them and Washington. For instance, my natural reading of the “tax and spend” clause was to see it not as limited to taxing and spending at all but as saying

The Congress shall have power to … provide for the … general welfare of the United States

That, though, is a reading arguably at odds with the entire limited-government, federal nature of the US Constitution. Cornell University’s excellent annotated Constitution puts me in my limey place, making clear that, although the point has been argued occasionally (phew!), the “general welfare” clause is generally read not as a free-standing power but as a qualification of the power to tax; in other words, it means

The Congress shall have power to lay and collect taxes … to … provide for the … general welfare of the United States

More legitimately, it seems extraordinary viewed from here that legislation promised by President Obama before he was elected, which he was voted in to deliver, and which was approved by both Houses of Congress, might seriously be struck down by judges – which is what Florida and the other respondent states are in effect asking it to do. I’m a great admirer of the United States and its constitution – it’s perhaps the most successful legal instrument ever designed by men. But the American way of constitutionalism seems, here, at odds with democracy. From a British point of view, it seems obvious that the government “of the people, by the people, for the people” of which Americans are rightly proud should mean that the people’s will is law.

But of course this is because, as Dicey argued long ago, we’re used to a sovereign Parliament which can enact legislation without judicial comeback. I know EU law is supreme, and that to a lesser extent Acts of Parliament are measured against human rights laws, but those are limited constraints from which Parliament if it wishes can free itself. They’re very different from the more rigid constraints on Congress.

So this case should serve as a warning to us from across the Atlantic. In particular, it’s a warning to those of us in Britain who count ourselves as on the social democratic side of politics and who believe the state can actively do good. Some people argue for a written constitution here, or for elements of a written constitution, such as a British version of the First Amendment. But any such move would inevitably give conservative forces greater power to block, by litigation, socially progressive legislation. Anyone who counts themselves liberal should pause to think how relatively easy it has been for Parliament to bring in civil partnerships, and will be for it to bring in gay marriage, as compared with the agonies the issue causes in America.

We should resist the siren call of the written constitutionists – and preserve, protect and defend our existing constitution, to adapt words from another context.

Rights Gone Wrong?

On Thursday night the BBC screened Rights Gone Wrong? presented by Andrew Neil and produced by Matthew Laza. I’m glad my mum reminded me to see it.

The human rights debate in this country seems to have got unfortunately bogged down into a dispute between some, mainly on the right, who think the European Convention on Human Rights and the Human Rights Act are the root of more or less all evil; and those who think everything that has flowed from both is unalloyedly good. The truth and most people’s views are more complex, and I think this programme explored the issues pretty well.

It considered things very much from a human angle, and didn’t set out to investigate legal detail, but while appealing to a broad audience took far from the worst sort of populist approach. What struck me was how relatively unpolarised the discussion was compared to many treatments of this subject. It identified some genuine concerns and challenges arising from human rights judgments, and the difficulties facing those who’d like to change our human rights laws.

Rosalind English at the UK Human Rights Blog is fairly positive about the programme, as is James Walton at the Telegraph who calls it “level headed” – a fair characterisation in my view. Charon QC, while suggesting “there were faults in the analysis and scope”, urges you to see it. I recommend it too. I was pleased to see the BBC show a very accessible but non-simplistic hour on this important subject. The only shame is that it was shown on BBC2 rather than BBC1.

You can watch Rights Gone Wrong? for another few days.

2012-03-17T16:04:16+00:00Tags: |
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